Trade Blotter
/ˈtreɪd ˈblɒtər/
Definitions
- (n.) A detailed record of all securities transactions executed by a broker-dealer or trader during a specific trading day, used for compliance and audit purposes.
The broker reviewed the trade blotter to ensure all transactions were properly recorded.
Forms
- trade blotter
- trade blotters
Related terms
See also
Commentary
Typically maintained daily, a trade blotter serves as an internal document crucial for regulatory reporting and dispute resolution.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.