Securities Transaction
/ˈsɪkjʊərɪtiz trænˈzækʃən/
Definitions
- (n.) A legally binding act or process involving the sale, purchase, or transfer of securities between parties.
The securities transaction was completed after due diligence and regulatory approval.
Forms
- securities transaction
- securities transactions
Related terms
See also
Commentary
The term broadly covers all forms of exchanges and transfers of securities, including stocks, bonds, and other financial instruments, and is often subject to regulatory oversight regarding disclosure and fraud prevention.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.