Sec Rules
/ˌɛs iː ˈsiː ruːlz/
Definitions
- (n.) Regulations promulgated by the U.S. Securities and Exchange Commission to enforce securities laws and govern securities markets.
Companies must comply with SEC rules to legally issue stock to the public.
Forms
- sec rules
Related terms
See also
Commentary
Often cited collectively, SEC rules form a specialized regulatory framework critical for market transparency and investor protection.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.