Exchange Act

/ˈɛksʧeɪnʤ ækt/

Definitions

  1. (n.) A U.S. federal statute regulating securities transactions on the secondary market to protect investors and maintain fair, orderly, and efficient markets.
    The Exchange Act requires public companies to disclose financial and other significant information.

Forms

  • exchange act
  • exchange acts

Commentary

The Exchange Act primarily refers to the Securities Exchange Act of 1934; it governs securities trading post-initial issuance and complements the Securities Act of 1933.

This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.

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