Sec Regulations
/ˌɛs i ˈsiː ˌrɛɡjʊˈleɪʃənz/
Definitions
- (n.) Rules and guidelines promulgated by the U.S. Securities and Exchange Commission governing securities transactions and market conduct.
The company must comply with the SEC regulations when issuing new stock.
Forms
- sec regulations
- sec regulation
Related terms
See also
Commentary
Typically refers to comprehensive regulatory provisions issued by the SEC; important for drafting to specify applicable sections or rules within the broader SEC regulatory framework.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.