Regulatory Proceeding

/ˌrɛɡjʊˈleɪtəri prəˈsiːdɪŋ/

Definitions

  1. (n.) A formal process conducted by a governmental or regulatory agency to enforce laws, rules, or regulations.
    The company faced a regulatory proceeding for violating environmental standards.
  2. (n.) An administrative hearing or investigation to determine compliance or impose sanctions under statutory authority.
    During the regulatory proceeding, the licensee was given an opportunity to present evidence.

Forms

  • regulatory proceeding
  • regulatory proceedings

Commentary

Regulatory proceedings differ from judicial proceedings in that they are typically agency-led and focus on compliance enforcement rather than adjudication of private disputes.

This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.

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