Compliance Investigation
/kəmˈplaɪəns ɪnˌvɛstəˈɡeɪʃən/
Definitions
- (n.) A formal inquiry conducted to determine whether an individual or organization adheres to applicable laws, regulations, standards, or internal policies.
The company launched a compliance investigation after reports of regulatory breaches.
Forms
- compliance investigation
- compliance investigations
Related terms
See also
Commentary
Typically initiated to identify and rectify legal or regulatory violations; clarity in scope and authority is crucial for effectiveness.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.