Regulated Person
/ˈrɛɡjʊleɪtɪd ˈpɜːrsən/
Definitions
- (n.) An individual or entity subject to specific laws, regulations, or oversight by a governing authority.
The regulated person must comply with all reporting requirements set by the financial authorities.
Forms
- regulated person
- regulated persons
Related terms
See also
Commentary
Typically used in contexts involving legal compliance, this term identifies parties under regulatory control, including individuals and organizations.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.