Regulated Entity
/ˈrɛɡjʊleɪtɪd ˈɛntɪti/
Definitions
- (n.) An individual or organization subject to the rules and oversight of a regulatory authority.
The regulated entity must comply with all reporting requirements imposed by the financial regulator.
Forms
- regulated entity
- regulated entities
Related terms
See also
Commentary
The term typically applies to bodies governed by statutory or administrative rules rather than voluntary standards.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.