Investment Firm
/ɪnˈvɛstmənt fɜːrm/
Definitions
- (n.) A company engaged primarily in managing, investing, or advising on securities or other financial assets on behalf of clients or itself, subject to regulatory frameworks.
The investment firm advised clients on portfolio diversification to minimize risk.
- (n.) An entity authorized under financial regulations to provide investment services, including asset management and brokerage activities.
The investment firm obtained licensure under the national securities regulator.
Forms
- investment firm
- investment firms
Related terms
See also
Commentary
The term is often defined under securities laws and may vary in scope depending on jurisdiction; precise regulatory definitions should be checked when drafting contracts or compliance documents.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.