Investment Advisory Agreement
/ɪnˈvɛstmənt ædˈvaɪzəri əˈgrimənt/
Definitions
- (n.) A contract whereby a client engages an investment advisor to provide financial advice or manage investment portfolios, detailing duties, compensation, and liabilities.
The client signed an investment advisory agreement to have their portfolio managed professionally.
Forms
- investment advisory agreement
- investment advisory agreements
Related terms
See also
Commentary
Typically drafted to clarify the scope of advisory services and to comply with securities regulations; often includes disclosure requirements and limitations of liability.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.