Investment Adviser
/ɪnˈvɛstmənt ədˈvaɪzər/
Definitions
- (n.) An individual or firm engaged in the business of providing advice about securities for compensation, typically registered under applicable securities laws.
The investment adviser disclosed all fees to its clients as required by law.
Forms
- investment adviser
- investment advisers
Related terms
See also
Commentary
The term often appears in regulatory contexts; registration status and fiduciary obligations vary by jurisdiction and underlying statutes.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.