Investment Advice
/ɪnˈvɛstmənt ədˌvaɪs/
Definitions
- (n.) Professional guidance provided to clients concerning the buying, selling, or holding of securities or other investment products.
The financial advisor gave investment advice tailored to the client's retirement goals.
- (n.) Information or recommendations about investment strategies given in a fiduciary capacity, often regulated by law.
Under securities law, giving investment advice may require registration as an investment adviser.
Forms
- investment advice
Related terms
See also
Commentary
Often regulated under securities and financial laws, investment advice must meet standards to avoid conflicts of interest and legal liability.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.