Transfer Agent

/ˈtrænsfɚ ˈeɪdʒənt/

Definitions

  1. (n.) An entity appointed by a corporation or issuer to manage and maintain records of investors, handle transfers of securities, and distribute dividends or interest.
    The transfer agent processed the investor's request to update the registered shares.

Forms

  • transfer agent
  • transfer agents

Commentary

Transfer agents play a critical role in ensuring the accuracy of securities ownership and the integrity of transfer transactions; legal documents should clearly specify their powers and duties.

This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.

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