Stockbroker

/ˈstɒkˌbroʊkər/

Definitions

  1. (n.) A licensed professional who buys and sells stocks and other securities on behalf of clients, acting as an intermediary in financial markets.
    The stockbroker advised her client to diversify their investment portfolio.

Forms

  • stockbroker
  • stockbrokers

Commentary

The term specifically denotes the intermediary role in securities transactions subject to regulatory licensing and compliance.

This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.

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