Securities Trading

/ˈsɪkjʊərɪtiz ˈtreɪdɪŋ/

Definitions

  1. (n.) The buying and selling of securities such as stocks, bonds, and other financial instruments within regulated markets or over-the-counter exchanges.
    The firm specializes in securities trading under strict compliance with federal regulations.

Commentary

Securities trading encompasses a broad range of activities subject to regulatory oversight to ensure market integrity and investor protection; definitions should highlight the regulated nature of the activity.

This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.

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