Securities Issuer
/ˈsɛkjʊrɪtiz ɪˈsuːər/
Definitions
- (n.) An entity that issues securities to investors, thereby creating and offering financial instruments such as stocks, bonds, or notes.
The securities issuer filed a registration statement with the SEC before the public offering.
Forms
- securities issuers
Related terms
See also
Commentary
The term typically appears in the context of securities regulation and compliance; clarity about the issuer’s obligations in disclosure and registration is crucial in drafting related agreements.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.