Securities Fraud

/ˈsɛkjʊrɪtiz frɔd/

Definitions

  1. (n.) The illegal act of deceiving investors or manipulating financial markets through misinformation regarding securities.
    The company was charged with securities fraud for falsifying financial statements.
  2. (n.) A violation involving fraudulent practices in the offer, purchase, or sale of securities.
    Securities fraud cases often involve insider trading or misrepresentation.

Forms

  • securities fraud

Commentary

Securities fraud is typically prosecuted under both civil and criminal statutes, involving intricate financial regulations. Draft definitions should emphasize deception and market impact.

This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.

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