Regulatory Filing
/ˌrɛɡjʊˈleɪtəri ˈfaɪlɪŋ/
Definitions
- (n.) The submission of documents to a regulatory agency to comply with legal requirements or to obtain approval.
The company completed its regulatory filing with the securities commission to launch its initial public offering.
- (n.) Any formal record or report required by law to be submitted to a government authority.
Timely regulatory filings are essential to maintain compliance with environmental laws.
Forms
- regulatory filing
- regulatory filings
Related terms
See also
Commentary
Usually refers to formal submissions required by law; be specific about the agency and purpose when drafting or interpreting.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.