Regulatory Breach

/ˌrɛɡjʊˈleɪtəri briːʧ/

Definitions

  1. (n.) An instance where an individual or entity fails to comply with established laws or regulations imposed by a governing authority.
    The company faced severe penalties after a regulatory breach was discovered during the audit.
  2. (n.) A violation of specific regulatory requirements, often resulting in enforcement actions or sanctions.
    The regulatory breach involved unauthorized disclosure of confidential information.

Forms

  • regulatory breach
  • regulatory breaches

Commentary

In legal drafting, specifying the precise regulation breached and the jurisdiction can clarify the scope and consequences of a regulatory breach.

This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.

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