Investment Regulation
/ɪnˈvɛstmənt ˌrɛɡjʊˈleɪʃən/
Definitions
- (n.) The body of laws and regulations governing the allocation, management, and conduct of investments to protect investors and ensure market integrity.
The new investment regulation aims to increase transparency in financial markets.
- (n.) Legal frameworks controlling the activities of investment funds, securities transactions, and financial advisors.
Compliance with investment regulation is mandatory for all registered investment advisors.
Forms
- investment regulation
- investment regulations
Related terms
See also
Commentary
Investment regulation often requires balancing investor protection with market efficiency; drafters must ensure clarity on jurisdictional scope and applicability.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.