Investment Advisory
/ɪnˈvɛstmənt ædˈvaɪzəri/
Definitions
- (n.) The professional service of providing advice about investing in securities or other assets, typically regulated by securities law.
The investment advisory firm must register with the appropriate regulatory authorities.
- (n.) A contract or agreement wherein one party agrees to render investment advisory services to another.
The parties entered into an investment advisory to manage the client's portfolio.
Forms
- investment advisory
- investment advisories
Related terms
See also
Commentary
Investment advisory typically involves fiduciary obligations under applicable securities regulations; precise definitions and scope may vary by jurisdiction.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.