Investment Account
/ɪnˈvɛstmənt əˈkaʊnt/
Definitions
- (n.) A financial account held by an individual or entity for the purpose of holding and managing various securities, assets, and investments under legal and regulatory frameworks.
She opened an investment account to purchase stocks and bonds for retirement savings.
- (n.) A fiduciary or brokerage account subject to securities laws where an investment adviser manages assets on behalf of a client.
The adviser monitored the investment account to ensure compliance with applicable regulations.
Forms
- investment account
- investment accounts
Related terms
See also
Commentary
In legal drafting, specifying the type of investment account and applicable regulatory authority clarifies rights, duties, and protections for parties involved.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.