Financial Services Regulation
/ˈfaɪnænʃəl ˈsɜːrvɪsɪz ˌrɛɡjʊˈleɪʃən/
Definitions
- (n.) The body of laws, rules, and guidelines governing the provision and operation of financial services, designed to ensure market integrity, protect consumers, and maintain financial system stability.
Financial services regulation requires banks to maintain adequate capital reserves to protect depositors.
Forms
- financial services regulations
Related terms
Commentary
Often drafted to balance investor protection with market efficiency; may vary by jurisdiction and include licensing, conduct, and disclosure requirements.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.