Financial Markets Regulation
/ˈfaɪnænʃəl ˈmɑːrkɪts ˌrɛɡjʊˈleɪʃən/
Definitions
- (n.) The body of laws, rules, and oversight mechanisms governing the operation, transparency, and fairness of financial markets.
Financial markets regulation aims to prevent fraud and maintain investor confidence.
- (n.) Legal frameworks designed to control activities in securities, commodities, banking, and insurance markets.
Effective financial markets regulation can reduce systemic risks in the economy.
Forms
- financial markets regulation
Related terms
See also
Commentary
Typically encompasses statutory mandates and regulatory agency rules; drafting should clearly define scope (e.g., which markets) and enforcement mechanisms.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.