Exempt Securities
/ɪɡˈzɛmpt sɪˈkjʊərɪtiz/
Definitions
- (n.) Securities exempted by law or regulation from registration requirements under securities laws.
The company issued exempt securities to avoid lengthy registration procedures.
Forms
- exempt securities
Related terms
See also
Commentary
Exempt securities are often defined by statute or regulatory rule specifying conditions or issuer types that qualify for exemption from registration; understanding these criteria is key in compliance and securities offerings.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.