Securities Commission
/ˈsɛkjʊərɪtiz kəˈmɪʃən/
Definitions
- (n.) A governmental or regulatory body responsible for enforcing securities laws and regulating the securities industry to protect investors and maintain fair markets.
The Securities Commission investigated the insider trading allegations thoroughly.
- (n.) An independent agency or statutory authority that supervises and licenses securities brokers, dealers, and exchanges.
Before operating, the firm obtained approval from the Securities Commission.
Forms
- securities commission
Related terms
See also
Commentary
Term often appears as a generic reference to a country's securities regulatory agency; exact name and scope vary jurisdictionally.
This glossary is for general informational and educational purposes only. Definitions are jurisdiction-agnostic but reflect terminology and concepts primarily drawn from English and American legal traditions. Nothing herein constitutes legal advice or creates a lawyer-client relationship. Users should consult qualified counsel for advice on specific matters or jurisdictions.